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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-06
  • CA RA
    APPROVED
    Since 2024-12-06

Branch Locations

17742 Irvine Blvd, #200, Tustin, CA 92780 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Life Assurance Co. (Smith Agency Des Moines IA 12/1975 Present
Lpl Financial Corporation Tustin CA 09/2009 Present
Private Advisor Group, Llc Morristown NJ 12/2024 Present
  • 12/1975 → Present
    Central Life Assurance Co. (Smith Agency
    Des Moines, IA
  • 09/2009 → Present
    Lpl Financial Corporation
    Tustin, CA
  • 12/2024 → Present
    Morristown, NJ
Other Businesses

1. 12/11/09- JEFF HUSTON CLU CHFC, AGENT - LIFE HEALTH DISABILITY AND LONG TERM CARE INSURANCE SALES, NON-VARIABLE INSURANCE, 50% OF TIME SPENT. 2. 12/11/09- AFPVI, OWNER OF REAL ESTATE PROPERTY - OWN A 9000 SQUARE FOOT OFFICE BUILDING WITH MY WIFE. WE RENT OUT OVER 8000 SQUARE FEET. - RENT RECEIVED MONTHLY - PROPERTY MANAGING, REAL ESTATE RENTAL, 10% OF TIME SPENT. 3) 08/12/2010 - HUSTON & ASSOCIATES, NON-VARIABLE INSURANCE DBA. 4. 3/22/2013: NON-VARIABLE INSURANCE DBA - OC WEALTH COACH, ORANGE COUNTY WEALTH COACH - OBA INCLUDES, FIXED LINSURANCE, VARIABLE INSURANCE, LHEALTH INSURANCE, DI LIFE INSURANCE, AND LTC. - TIME SPENT 25% - TUSTIN, CA. 5. 01/21/2025- Private Advisor Group- Registered Investment Advisor- I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At Reported Business Location(s)- Start date 12/03/2024- 150 Hours Per Month- 100 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-08
  • S63 Uniform Securities Agent State Law Examination
    1987-06-08
Designations

View on SEC IAPD

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