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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2002-03-26
  • CA RA
    APPROVED
    Since 2002-03-26

Branch Locations

14451 Chambers Road Suite 200, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. OWNER OF KEYSCPA, INC., ACCOUNTING PRACTICE. 2. investment REAL ESTATE RENTAL PROPERTY OWNER. 3. Director and Treasurer for Friends of the Sea Lions Inc, dba Pacific Marine Mammal Center - 20612 Laguna Canyon Road Laguna Beach, CA 92651. 4. co-trustee of personal family trust. 5. MHPI VII LLC, Investor with less than 1% ownership, Not Investment Related. 6. Mini U Storage Berlin, Ltd., Minority owner, less than 1%, Not Investment Related. 7. Mini U Storage Brick, Minority Partner, Not Investment Related. 8. Mini U Storage Columbia, Minority Partner, Not Investment Related. 9. Mini U Storage Groesbeck, Minority Partner, Not Investment Related. 10. Mini U Storage Merriman, Minority Partner, Not Investment Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-15
  • S66 Uniform Combined State Law Examination
    2001-06-15

View on SEC IAPD

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