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Current Employers
Capital Synergy Partners

2860 Michelle Drive, Suite 150, Irvine, CA 92606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-19
PA RA APPROVED 2022-07-06
AZ RA APPROVED 2022-06-06
CA RA APPROVED 2020-06-12
  • FL RA
    APPROVED
    Since 2024-06-19
  • PA RA
    APPROVED
    Since 2022-07-06
  • AZ RA
    APPROVED
    Since 2022-06-06
  • CA RA
    APPROVED
    Since 2020-06-12

Branch Locations

2860 Michelle Drive, Suite 150, Irvine, CA 92606 • United States

3820 Del Amo Blvd., #301, Torrence, CA 90503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 07/2005 Present
  • 07/2005 → Present
    Financial West Group
    Westlake Village, CA
Other Businesses

PACIFIC PARTNERS 3820 DEL AMO BLVD., #301 TORRENCE, CA 90503 OWNER/FIXED INSURANCE BUSINESS, SELLING, SERVICING, AGENT SINCE 8/1997. 80 HOURS PER MONTH/50 HOURS PER MONTH DURING MARKET HOURS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-02-24
S65 Uniform Investment Adviser Law Examination 2001-02-22
  • S63 Uniform Securities Agent State Law Examination
    2012-02-24
  • S65 Uniform Investment Adviser Law Examination
    2001-02-22
Designations

View on SEC IAPD

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