Stephen Christopher Clifford

Employer firm

Capital Synergy Partners CRD 148733

$102M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  The Winfield Group, Llc
  Phoenix, AZ
• 04/2011 → Present
  Capital Synergy Partners
  Irvine, CA

Previous Registrations

• 2008-07-07 → 2009-09-21
  Qa3 Financial Llc
  Scottsdale, AZ

Other Businesses

HOMESMART 17015 N. SCOTTSDALE ROAD, SUITE 300 SCOTTSDALE, AZ 85255 EMPLOYEE/NON INVESTMENT RELATED/REAL ESTATE SALES EFFECTIVE: 09/2008 8 HOURS PER MONTH/0 HOURS DURING MARKET HOURS THE WINFIELD GROUP LLC 17015 N. SCOTTSDALE ROAD, SUITE 300 SCOTTSDALE, AZ 85255 OWNER/FIXED INSURANCE/LIFE & ANNUITY SALES/NON INVESTMENT-RELATED EFFECTIVE: 01/2001 150 HOURS PER MONTH/4 HOURS DURING MARKET HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-16
• S63 Uniform Securities Agent State Law Examination
  2000-10-06