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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| NY | RA | APPROVED | 2021-08-06 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Steel & Carnegie Pension Fund | New York | NY | 06/2006 | 12/2017 |
| Rbc Capital Markets, Llc. | New York | NY | 10/2019 | Present |
| Unemployed | New York | NY | 01/2018 | 09/2019 |
| City National Bank | New York | NY | 05/2020 | Present |
(1) NAME OF ENTITY Congregation Ansche Chesed ADDRESS 251 West 100th St New York, NY 10025 NOT INVESTMENT RELATED BUSINESS DESCRIPTION Synagogue CAPACITY Board of Directors, Treasurer START DATE 05/25/2021 DUTIES As treasurer my role is to work with the synagogue staff and board to make sure there is a balanced budget HOURS DEVOTED PER MONTH 02 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH 00 (2) NAME OF ENTITY: American Friends Service Committee Investment Sub-Committee ADDRESS: 1501 Cherry Street, Philadelphia, PA 19102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Guides the investments of the AFSC funds CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 1/3/2022 DUTIES: Review and analyze asset allocation and manager performance. Along with others on the sub-committee, make recommendations to the Investment Committee about investment choices. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.5 (3) NAME OF ENTITY: High Water Women ADDRESS: 33 W. 60th Street, Floor 2 NY, NY 10023 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501c3 for women in financial services industry to teach economic empowerment CAPACITY: Other START DATE: 04/26/23 DUTIES: teach financial literacy courses to young adults, people coming off welfare and/or out of homelessness HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-24 |
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