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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
NY RA APPROVED 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • NY RA
    APPROVED
    Since 2021-08-06

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Steel & Carnegie Pension Fund New York NY 06/2006 12/2017
Rbc Capital Markets, Llc. New York NY 10/2019 Present
Unemployed New York NY 01/2018 09/2019
City National Bank New York NY 05/2020 Present
  • 06/2006 → 12/2017
    U.S. Steel & Carnegie Pension Fund
    New York, NY
  • 10/2019 → Present
    New York, NY
  • 01/2018 → 09/2019
    Unemployed
    New York, NY
  • 05/2020 → Present
    City National Bank
    New York, NY
Other Businesses

(1) NAME OF ENTITY Congregation Ansche Chesed ADDRESS 251 West 100th St New York, NY 10025 NOT INVESTMENT RELATED BUSINESS DESCRIPTION Synagogue CAPACITY Board of Directors, Treasurer START DATE 05/25/2021 DUTIES As treasurer my role is to work with the synagogue staff and board to make sure there is a balanced budget HOURS DEVOTED PER MONTH 02 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH 00 (2) NAME OF ENTITY: American Friends Service Committee Investment Sub-Committee ADDRESS: 1501 Cherry Street, Philadelphia, PA 19102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Guides the investments of the AFSC funds CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 1/3/2022 DUTIES: Review and analyze asset allocation and manager performance. Along with others on the sub-committee, make recommendations to the Investment Committee about investment choices. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.5 (3) NAME OF ENTITY: High Water Women ADDRESS: 33 W. 60th Street, Floor 2 NY, NY 10023 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501c3 for women in financial services industry to teach economic empowerment CAPACITY: Other START DATE: 04/26/23 DUTIES: teach financial literacy courses to young adults, people coming off welfare and/or out of homelessness HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-27
S63 Uniform Securities Agent State Law Examination 2000-04-24
  • S66 Uniform Combined State Law Examination
    2019-12-27
  • S63 Uniform Securities Agent State Law Examination
    2000-04-24
Other Names
  • Vivian Mamelak
  • Vivian H Mamelak
  • H Vivian Mamelak

View on SEC IAPD

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