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Dale Grant Howard

LPl Financial LLC

Brawley, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
CA RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • CA RA
    APPROVED
    Since 1997-12-31

Branch Locations

180 Marjorie Ave, Ste C, Brawley, CA 92227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Brawley CA 06/1993 Present
Other Businesses

1. 12/12/2008 - KD HOWARD INVESTMENTS, INC. / THE NAME OF MY S CORP WILL BE KD HOWARD INVESTMENTS, INC. I WILL BE PRESIDENT. I WILL CONTINUE TO OPERATE UNDER THE LPL LOGO FOR BUSINESS AND ADVERTISING / 80% OF TIME.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-05
  • S63 Uniform Securities Agent State Law Examination
    1988-08-05
Other Names
  • Dale Howard

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