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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-26 |
| CA | RA | APPROVED | 2021-12-08 |
Branch Locations
1200 W Main St, El Centro, CA 92243 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
250 E 4Th St, Calexico, CA 92231 • United States
46020 Monroe St, Indio, CA 92201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | El Centro | CA | 03/2010 | 11/2020 |
| Wells Fargo Clearing Services, Llc | El Centro | CA | 11/2021 | Present |
| Wells Fargo Bank, Na | El Centro | CA | 11/2021 | Present |
| Unemployed | El Centro | CA | 12/2020 | 11/2021 |
GNC STORE; NOT INV. RELATED; CALEXICO,CA; 50% OWNERSHIP; START DATE 05/24/1994; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; NUTRITIONAL SALES. RENTAL PROPERTY; INV. RELATED; EL CENTRO,CA; 100% OWNERSHIP; START DATE 07/10/2002; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
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