Trisha Howse

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-10-11

CA RA
APPROVED

Since 2011-10-11

Branch Locations

605 W H St Ste 105, Brawley, CA 92227 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Uvest Financial Services Group	Charlotte	NC	08/2003	Present
Lpl Financial Llc	Brawley	CA	10/2011	Present

08/2003 → Present

Uvest Financial Services Group

Charlotte, NC
10/2011 → Present

Lpl Financial Llc

Brawley, CA

Previous Registrations

2003-08-13 → 2011-10-11

Uvest Financial Services Group, Inc.

Palm Desert, CA

Palm Desert, CA

Brawley, CA

Brawley, CA

La Quinta, CA
2001-02-08 → 2003-08-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indian Wells, CA

Other Businesses

(1) 11/21/2011 - DBA ONLY - VALLEY FINANCIAL MANAGEMENT - DBA FOR LPL BUSINESS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-17

S66 Uniform Combined State Law Examination

2000-10-17

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews