Best Investors
Account
Sign in
Best Investors
Account
Sign in
404 W. Pine Street Suite 6, Lodi, CA 95240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-12-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zuk Financial Group | Brawley | CA | 06/2011 | Present |
| National Planning Corporation | Lake Forest | CA | 06/2011 | 11/2017 |
| Valley Wealth Strategies, Llc | Brawley | CA | 11/2017 | Present |
| Lpl Financial Llc | Brawley | CA | 11/2017 | Present |
1. 11/29/2017 - ZUK FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 7/1/2011. 2. 11/29/2017 - WAVRA FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 7/10/2012. 3. 1/4/2018 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/2017 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/8/2017 - Valley Wealth Strategies, LLC - DBA: (Hybrid) Zuk Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/2017 - 10 Hours Per Month During Securities Trading. 5. 2/15/2018 - The Producers Group - Investment Related - 822 Vanitie St, San Diego Ca 92109 - Non-Variable Insurance - Started 01/01/2018 - 10 Hours Per Month/0 Hours During Securities Trading. 6. 1/13/2022 - Citadel Law Offices - Not Investment Related - 720 Brighton Ct, San Diego Ca 92109 - Outside/W-2 Employment - Paralegal - Started 01/12/2022 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-18 |
Reach out to this advisor