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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-02-26 |
Branch Locations
4025 Camino Del Rio S Ste 300, San Diego, CA 92108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 02/2008 | Present |
1) 2013-04-09 - none applicable - Artist - N - at reported business location(s) - 2013-04-03 - hrs/mth - hrs/mth during trading 2) 2026-05-14 - Book title: Gate to eternity , by Mike Halem - Author - N - San Diego CA - 2026-05-11 - 2hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
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