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Current Employers
Kpp Advisory Services Llc

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-10-02
  • IN RA
    APPROVED
    Since 2023-10-02

Branch Locations

1010 Lincoln Avenue, Evansville, IN 47714 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Evansville IN 02/1989 10/2023
Afg Financial, Llc Evansville IN 09/1988 Present
Lpl Financial Llc Evansville IN 10/2023 Present
  • 02/1989 → 10/2023
    Concourse Financial Group Securities Inc
    Evansville, IN
  • 09/1988 → Present
    Afg Financial, Llc
    Evansville, IN
  • 10/2023 → Present
    Lpl Financial Llc
    Evansville, IN
Previous Registrations
  • 2006-01-25 → 2023-10-18
    Concourse Financial Group Securities, Inc.
    Evansville, IN
    Evansville, IN
Other Businesses

1) 08/21/2023 - AFG PROPERTIES.LLC - Business Entity - for Real Estate Investments - IN 47714 - Non investment related - Start date: 12/6/2000. 2) 08/21/2023 - AFG & ROI Financial. LLP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 08/21/2023 - AFG FINANCIAL, LLC - Non-Variable Insurance - Selling: Fixed Annuities, Life Insurance and Long Term Care, Ash Brokerage - IN 47714 - Investment related - 40 Hours per month - Start date: 10/1/2019. 4) 10/04/2023 - KPP Advisory Services LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/04/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-11
S63 Uniform Securities Agent State Law Examination 1987-06-08
  • S66 Uniform Combined State Law Examination
    2016-10-11
  • S63 Uniform Securities Agent State Law Examination
    1987-06-08
Designations

View on SEC IAPD

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