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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-12-01 |
Branch Locations
7517 Eagle Crest Blvd, Evansville, IN 47715 • United States
Elberfeld, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rl Naas & Associates Pc | Evansville | IN | 12/2006 | 12/2020 |
| Rj Pohl Advisor Services, Inc. | Evansville | IN | 01/2018 | 04/2018 |
| Raymond James Financial Services, Inc. | Jasper | IN | 09/2018 | 10/2018 |
| Raymond James Financial Services, Inc. | Jasper | IN | 10/2018 | 12/2020 |
| Raymond James Financial Services Advisors, Inc. | Jasper | IN | 10/2018 | 12/2020 |
| Rl Naas & Associates | Evansville | IN | 11/2018 | 08/2020 |
| Ameriprise Financial Services Inc | Jasper | IN | 12/2020 | 12/2020 |
| Ameriprise Financial Services, Llc | Evansville | IN | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Evansville | IN | 12/2020 | Present |
Outside Employment; Hayes Powers and Associates; Financial Advisor; Manage advisory business; 7517 Eagle Crest Blvd, , Evansville, IN, 47715; Investment-Related; 08/16/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-29 |
| S65 | Uniform Investment Adviser Law Examination | 2018-02-06 |
| S66 | Uniform Combined State Law Examination | 2005-02-14 |
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