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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-09 |
| IL | RA | APPROVED | 2006-06-02 |
| IN | RA | APPROVED | 1998-01-29 |
Branch Locations
7517 Eagle Crest Blvd, Evansville, IN 47715 • United States
306 N Market St Ste 103, Mount Carmel , IL 62863 • United States
808 W National Hwy, Washington, IN 47501 • United States
Newburgh, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Evansville | IN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Evansville | IN | 03/2020 | Present |
Business Ownership; Hayes, Powers Holding LLC; partial owner and rent to single tenant; this is the building that we work out of .; 7517 eagle crest blvd, , evansville, IN, 47715; Not Investment-Related; 12/30/2014; 1 to 9 hours per month; 0 during trading hours / Hayes, Powers & Associates LLC; owner and manager; legal entity to manage our Ameriprise business; 7517 eagle crest blvd., , evansville, IN, 47715; Not Investment-Related; 12/30/2014; 20 to 39 hours per month; 0 during trading hours / HPJ Holdings, LLC; Co-owner; Real Estate; 7517 eagle crest blvd, 7517 eagle crest blvd, Evansville, IN, 47715; Not Investment-Related; 03/18/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Warrick County Economic Development Board; board member; 4763 Rosebud Lane, Suite C, , Newburgh, IN, 47630; Not Investment-Related; 02/18/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; You're Not Alone: A Financial Lifeline for Windows Navigating the Unknown; I have written a book titled: You're Not Alone: A Financial Lifeline for Widows Navigating the Unknown; 5844 cypress pointe drived, , Newburgh, IN, 47630; Investment-Related; 08/31/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-15 |
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