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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-09
IL RA APPROVED 2006-06-02
IN RA APPROVED 1998-01-29
  • TX RA
    APPROVED
    Since 2020-04-09
  • IL RA
    APPROVED
    Since 2006-06-02
  • IN RA
    APPROVED
    Since 1998-01-29

Branch Locations

7517 Eagle Crest Blvd, Evansville, IN 47715 • United States

306 N Market St Ste 103, Mount Carmel , IL 62863 • United States

808 W National Hwy, Washington, IN 47501 • United States

Newburgh, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Evansville IN 09/2005 03/2020
Ameriprise Financial Services, Llc Evansville IN 03/2020 Present
Other Businesses

Business Ownership; Hayes, Powers Holding LLC; partial owner and rent to single tenant; this is the building that we work out of .; 7517 eagle crest blvd, , evansville, IN, 47715; Not Investment-Related; 12/30/2014; 1 to 9 hours per month; 0 during trading hours / Hayes, Powers & Associates LLC; owner and manager; legal entity to manage our Ameriprise business; 7517 eagle crest blvd., , evansville, IN, 47715; Not Investment-Related; 12/30/2014; 20 to 39 hours per month; 0 during trading hours / HPJ Holdings, LLC; Co-owner; Real Estate; 7517 eagle crest blvd, 7517 eagle crest blvd, Evansville, IN, 47715; Not Investment-Related; 03/18/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Warrick County Economic Development Board; board member; 4763 Rosebud Lane, Suite C, , Newburgh, IN, 47630; Not Investment-Related; 02/18/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; You're Not Alone: A Financial Lifeline for Windows Navigating the Unknown; I have written a book titled: You're Not Alone: A Financial Lifeline for Widows Navigating the Unknown; 5844 cypress pointe drived, , Newburgh, IN, 47630; Investment-Related; 08/31/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-15
  • S63 Uniform Securities Agent State Law Examination
    1999-01-15
Designations

View on SEC IAPD

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