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Vincent Frank Signorile

Raymond James & Associates, Inc.

New York, NY

CRD 1627001

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-24
NY RA APPROVED 2022-05-19
  • TX RA
    APPROVED
    Since 2024-07-24
  • NY RA
    APPROVED
    Since 2022-05-19

Branch Locations

320 Park Avenue Fl 9, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Chatham NJ 10/1982 Present
Janney Montgomery Scott Inc. New York NY 11/1987 05/2022
Raymond James & Associates, Inc New York NY 05/2022 Present
  • 10/1982 → Present
    Self-Employed
    Chatham, NJ
  • 11/1987 → 05/2022
    Janney Montgomery Scott Inc.
    New York, NY
  • 05/2022 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-27
  • S63 Uniform Securities Agent State Law Examination
    1987-04-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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