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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc. | New York | NY | 03/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2014 | 03/2024 |
| Pruco Securities, Llc. | New York | NY | 04/2024 | 11/2024 |
| The Prudential Insurance Company Of America | New York | NY | 04/2024 | Present |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
AIMS-Chief Operating Officer - The company is a medical technology information company. The address is 1216 Broadway New York NY. .Position COO. Start Date 1, 2021. Hours per month 15. Most work done on weekends 12 hrs Hours during week 3 hrs.. Duties include oversee operational areas of ??rm and relationship management of clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-06 |
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