Robert Henry Prion

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 10/2016
  Citigroup Global Markets Inc.
  San Francisco, CA
• 02/2017 → Present
  Ubs Financial Services
  Weehawken, NJ
• 11/2016 → 01/2017
  Seeking Employment
  Millbrae, CA

Previous Registrations

• 2007-05-29 → 2016-10-25
  Citigroup Global Markets Inc.
  Palo Alto, CA
  San Francisco, CA
• 2004-10-28 → 2007-05-29
  Citicorp Investment Services
  San Francisco, CA
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-10-25
• S65 Uniform Investment Adviser Law Examination
  1993-07-13
• S63 Uniform Securities Agent State Law Examination
  1992-11-02

Other Names

• Robert Prion
• Robert Henry Prion