Best Investors
Account
Sign in
Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2008-06-06 |
Branch Locations
7700 Rivers Edge Dr Ste 200, Columbus, OH 43235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 08/1986 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 01/1987 | Present |
| Northwestern Mutual Wealth Management Company | Milwlaukee | WI | 01/2016 | Present |
1. PART OWNER IN A FAMILY BUSINESS; NORTH AMERICAN BROADCASTING CO. , INC.; 5% MINORITY STOCKHOLDER; NOT INVESTMENT RELATED; OWN AND OPERATE 3 RADIO STATIONS IN COLUMBUS, OH MARKET. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. RENTAL PROPERTY, INVESTMENT RELATED. 14581 PAYNE RD, MARYSVILLE, OH 43040. 50% OWNER, START DATE 1/1/2013. 1 HOUR/MONTH. 4.100% OWNER, BREEDER/CO BREEDER, PUPPY SALES, 57 VALLEY RUN DRIVE, POWELL, , OHIO, 43065, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/9/2017, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, AM INVOLVED IN THE SHOWING AND BREEDING OF PUREBRED DOGS. 5. COMMUNITY ACTIVITY FIDUCIARY CAPACITY, 57 VALLEY RUN DRIVE, POWELL, , OHIO, 43065, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 04/11/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEMPORARY CUSTODIAN FOR FUNDS FOR A HIGH SCHOOL REUNION TO BE HELD AUGUST 11, 2018.. WILL OPEN A NON PROFIT CHECKING ACCOUNT WITH LOCAL BANK AND ALL CHECKS WILL BE MADE OUT TO THE REUNION ORGANIZATION. 6. 20.8% OWNER, M-4 HOLDINGS LLC, 1458 DUBLIN ROAD, COLUMBUS, , OHIO, 43215, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/15/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MINORITY MEMBER OF LLC WITH 3 SIBLINGS 7. SECRETARY, DEER RUN HOMEOWNERS ASSOCIATION, 57 VALLEY RUN DRIVE, POWELL, , OHIO, 43065, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/03/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MINORITY MEMBER OF LLC WITH 3 SIBLINGS, non investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-10 |
Reach out to this advisor