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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-10-16
LA RA APPROVED 2024-09-17
WA RA APPROVED 2024-09-12
GA RA APPROVED 2024-09-11
MD RA APPROVED 2024-09-11
DE RA APPROVED 2024-09-10
FL RA APPROVED 2024-09-10
HI RA APPROVED 2024-09-10
MT RA APPROVED 2024-09-10
PA RA APPROVED 2024-09-10
CA RA APPROVED 2024-09-09
CO RA APPROVED 2024-09-09
CT RA APPROVED 2024-09-09
NJ RA APPROVED 2024-09-09
NY RA APPROVED 2024-08-30
TX RA APPROVED 2024-08-30
  • DC RA
    APPROVED
    Since 2024-10-16
  • LA RA
    APPROVED
    Since 2024-09-17
  • WA RA
    APPROVED
    Since 2024-09-12
  • GA RA
    APPROVED
    Since 2024-09-11
  • MD RA
    APPROVED
    Since 2024-09-11
  • DE RA
    APPROVED
    Since 2024-09-10
  • FL RA
    APPROVED
    Since 2024-09-10
  • HI RA
    APPROVED
    Since 2024-09-10
  • MT RA
    APPROVED
    Since 2024-09-10
  • PA RA
    APPROVED
    Since 2024-09-10
  • CA RA
    APPROVED
    Since 2024-09-09
  • CO RA
    APPROVED
    Since 2024-09-09
  • CT RA
    APPROVED
    Since 2024-09-09
  • NJ RA
    APPROVED
    Since 2024-09-09
  • NY RA
    APPROVED
    Since 2024-08-30
  • TX RA
    APPROVED
    Since 2024-08-30

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2009 08/2024
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2024
Ubs Financial Services Inc New York NY 08/2024 Present
  • 06/2009 → 08/2024
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → 08/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2024 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-16
  • S66 Uniform Combined State Law Examination
    2009-06-16

View on SEC IAPD

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