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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-01 |
| NY | RA | APPROVED | 2021-05-14 |
Branch Locations
225 South Lake Avenue Suite 1020, Pasadena, CA 91101 • United States
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Snowden Account Services, Inc. | Pasadena | CA | 01/2014 | Present |
| Snowden Capital Advisors Llc | Pasadena | CA | 01/2014 | Present |
1)SNOWDEN CAPITAL ADVISORS LLC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK,NY 10022;INVESTMENT ADVISOR;VICE PRESIDENT; 01/10/2014;128 HRS/MONTH;112 HRS DURING TRADING; PRIVATE WEALTH ADVISOR 2)SNOWDEN ACCOUNT SERVICES, INC;INVESTMENT RELATED;660 MADISON AVE,14TH FLOOR,NEW YORK,NY 10065;BROKER DEALER;VICE PRESIDENT;01/10/2014;32 HRS/MONTH;28 HRS DURING TRADING;VICE PRESIDENT; SNOWDEN INSURANCE SERVICES LLC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK,NY 10022 INSURANCE AGENCY; INSURANCE AGENT;12/14; 5 HRS/MONTH;5 HRS DURING TRADING; INSURANCE AGENT SELLING INSURANCE PRODUCTS; PLAN B ATHLETICS INC, DVA CROSSFIT MOROVIA;PRESIDENT; Crossfit Monrovia; owner; oversee business operations, staff and trainers; 12 hours per month during non-trading hours; only compensated if business is profitable.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-20 |
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