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John Fox Matthews

Raymond James & Associates, Inc.

Raleigh, NC

CRD 1623255

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-20
NC RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2026-08-20
  • NC RA
    APPROVED
    Since 2013-02-13

Branch Locations

3515 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Raleigh NC 02/2013 Present
Previous Registrations
  • 2001-12-31 → 2013-02-13
    Morgan Keegan & Company, Llc
    Raleigh, NC
    Raleigh, NC
Other Businesses

(1)Name of Business: NC wildlife commision Address: coley rd, durham, NC, 27612, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 06/18/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-09-10
S63 Uniform Securities Agent State Law Examination 1987-03-02
  • S65 Uniform Investment Adviser Law Examination
    1991-09-10
  • S63 Uniform Securities Agent State Law Examination
    1987-03-02
Other Names
  • Foxy Matthews

View on SEC IAPD

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