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Milton Dario Castellanos

Guardian Wealth Advisors, LLC

Raleigh, NC

Charlotte, NC

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Current Employers
Guardian Wealth Advisors, Llc

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-12-07
  • NC RA
    APPROVED
    Since 2020-12-07

Branch Locations

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Capital Management Inc Charlotte NC 07/2015 11/2020
Guardian Wealth Advisors, Llc Raleigh NC 11/2020 Present
Previous Registrations
  • 2015-09-16 → 2021-02-18
    Harbor Capital Management Inc
    Charlotte, NC
  • 2013-02-21 → 2015-07-07
    Provident Pension Counsel, Llc
    Charlotte, NC
  • 2011-07-27 → 2013-02-21
    Provident Source, Llc
    Charlotte, NC
  • 2010-12-09 → 2011-07-27
    Millennium Investment And Retirement Advisors, Llc
    Charlotte, NC
  • 2010-07-29 → 2010-09-17
    Ameritas Investment Company, Llc
    Charlotte, NC
    Lincoln, NE
    Tuckasegee, NC
  • 2006-12-19 → 2006-12-31
    John Hancock Distributors Llc
    Charlotte, NC
    Toronto, Ontario
    Atlanta, GA
  • 2006-07-31 → 2006-11-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bowling Green, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-19
S66 Uniform Combined State Law Examination 2006-07-28
S63 Uniform Securities Agent State Law Examination 2005-12-21
  • S65 Uniform Investment Adviser Law Examination
    2010-07-19
  • S66 Uniform Combined State Law Examination
    2006-07-28
  • S63 Uniform Securities Agent State Law Examination
    2005-12-21
Other Names
  • Milton Dario Castellanos

View on SEC IAPD

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