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Houston, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-08-10 |
Branch Locations
3700 Buffalo Speedway Suite 420, Houston, TX 77098 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huber, Cardono, Moring & Richter, Lp | Houston | TX | 09/1996 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2007 | Present |
1)KEITH M HUBER, 2323 BERING DR, NO 3, HOUSTON TX 77057, United States, 02/01/1988, Owner, Insurance/Benefits/Human Resources, INV REL - 20/MO - 1/TRADING. 2)HCM MANAGEMENT INC, 2323 Bering Dr #3, HOUSTON TX 77056, United States, 09/20/1996, Owner, Owner/Partner of a Business Entity, NIR, DEVOTES 4 HR/MO. 4 HOUR DURING TRADING. 3)HUBER CARDONO MORING & RICHTER LP, 2323 BERING DR, NO 3, HOUSTON TX 77057, United States, 09/20/1996, Owner, RIA Affiliation, INV REL - 120/MO - 30/TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-03-24 |
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