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Thomas Edgar Sipe

Wells Fargo Clearing Services, LLC

Harrisonburg, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-09
VA RA APPROVED 1999-10-01
  • TX RA
    APPROVED_RES
    Since 2019-04-09
  • VA RA
    APPROVED
    Since 1999-10-01

Branch Locations

2011 Evelyn Byrd Ave, Harrisonburg, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Harrisonburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Harrisonburg VA 11/2016 Present
Other Businesses

TRUSTEE FOR FAMILY FRIENDS TRUST; INV. RELATED; HARRISONBURG, VA; START DATE 6/22/2002; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-30
  • S63 Uniform Securities Agent State Law Examination
    1987-01-30
Other Names
  • Ed Sipe
  • T Edgar Sipe

View on SEC IAPD

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