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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-30 |
| VA | RA | APPROVED | 2013-08-09 |
Branch Locations
560 Neff Ave Ste 400, Harrisonburg, VA 22801-8027 • United States
Harrisonburg, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Harrisonburg | VA | 08/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Harrisonburg | VA | 03/2020 | Present |
Other Business Activities; Solutions to Empower, LLC; LLC to operate business operations; 560 Neff Ave Ste 400 , , Harrisonburg, VA, 22801; Not Investment-Related; 08/09/2013; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-04 |
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