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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-30
VA RA APPROVED 2013-08-09
  • TX RA
    APPROVED_RES
    Since 2023-01-30
  • VA RA
    APPROVED
    Since 2013-08-09

Branch Locations

560 Neff Ave Ste 400, Harrisonburg, VA 22801-8027 • United States

Harrisonburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harrisonburg VA 08/2013 03/2020
Ameriprise Financial Services, Llc Harrisonburg VA 03/2020 Present
Previous Registrations
  • 2010-11-26 → 2012-10-01
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Harrisonburg, VA
  • 2008-04-01 → 2010-11-08
    Roanoke, VA
    Harrisonburg, VA
Other Businesses

Other Business Activities; Solutions to Empower, LLC; LLC to operate business operations; 560 Neff Ave Ste 400 , , Harrisonburg, VA, 22801; Not Investment-Related; 08/09/2013; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 2007-10-04
  • S65 Uniform Investment Adviser Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    2007-10-04
Other Names
  • Kelly Jane Westbrook
  • Kelly Jane Crider
  • Kelly Burkholder
  • Kelly Westbrook Burkholder

View on SEC IAPD

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