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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-17
TX RA APPROVED_RES 2023-01-30
VA RA APPROVED 2013-08-09
  • IL RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED_RES
    Since 2023-01-30
  • VA RA
    APPROVED
    Since 2013-08-09

Branch Locations

560 Neff Ave Ste 400, Harrisonburg, VA 22801-8027 • United States

Harrisonburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harrisonburg VA 08/2013 03/2020
Ameriprise Financial Services, Llc Harrisonburg VA 03/2020 Present
Previous Registrations
  • 2013-01-02 → 2013-08-20
    Bb&T Securities, Llc
    Harrisonburg, VA
  • 2001-04-26 → 2013-01-02
    Scott & Stringfellow, Llc
    Harrisonburg, VA
    Harrisonburg, VA
Other Businesses

Business Ownership; Solutions to Empower, LLC; ; This is a businees that we established in order to manage our Ameriprise Financial practice.; 560 Neff Ave, Ste 400Harrisonburg, VA 22801, ,; Investment-Related; 08/09/2013; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Collect Data for Bergton Deer Management Coop DMAP program; I deer hunt with a group of 9 other people on a private property in Bergton, Virginia. Our group is involved in a special program which allows us to harvest extra does every year, over an above the normal bag limits that apply in the state of Virginia. The goal is to more properly balance the deer herd as it relates to the buck/doe ratio, and in so doing, to improve the health of the overall deer herd. In conjunction with this program, the hunters are responsible to remove the jaw bone of any animal harvested, and to record certain data, including dressed weight, health of the hooves, whether there is any milk present when harvesting does, etc. This data, along with the jawbones of harvested animals, is kept in a box, and at the end of the season, one of the 10 hunters is responsible to turn in the data to the Virginia Department of Game and Inland Fisheries, to collect the written report on the overall health of the herd when it is complete, and to communicate directly with the representatives of that department as it relates to our ongoing involvement in that program. This year, the other members of the club have asked me to be the one who takes on this responsibility. I have agreed to take on this task, provided that this outside business activity is approved by Ameriprise. This activity involves no financial transactions of audits whatsoever, involves no compensation whatsoever, and will not in any way interfere with the for profit business activities that I perform through Ameriprise. It will likely involve about 2 to 3 hours of my time annually.; I plan to complete this work at home, and so I will use that add, ,; Not Investment-Related; 04/15/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-01
S63 Uniform Securities Agent State Law Examination 1999-05-29
  • S65 Uniform Investment Adviser Law Examination
    1999-10-01
  • S63 Uniform Securities Agent State Law Examination
    1999-05-29

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