Robert Harold Brown

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1989 → 06/2021
  Fidelity Brokerage Services, Inc.
  Henderson, NV
• 07/2018 → 06/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 09/2021 → 02/2022
  Independent Financial Partners
  Tampa, FL
• 09/2023 → Present
  Charles Schwab & Co., Inc.
  Las Vegas, NV
• 02/2022 → 09/2023
  N/A
  Las Vegas, NV

Previous Registrations

• 2021-11-01 → 2022-02-25
  Independent Financial Partners
  Las Vegas, NV
  Tampa, FL
  Las Vegas, NV
• 2018-07-13 → 2021-07-09
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2004-01-09 → 2018-07-13
  Strategic Advisers Llc
  Salt Lake City, UT
  Salt Lake City, UT
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1) Imua Koa, LLC | Investment Related:Yes|Financial Services|Managing Member|1/3/2024|More than 40|8|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-09-27
• S66 Uniform Combined State Law Examination
  2003-12-19
• S65 Uniform Investment Adviser Law Examination
  1996-11-01

Designations

• Certified Financial Planner

Other Names

• Bob Brown