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Francine Oelbaum

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-19
TX RA APPROVED_RES 2011-02-18
  • NY RA
    APPROVED
    Since 2021-07-19
  • TX RA
    APPROVED_RES
    Since 2011-02-18

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Park Avenue NY 08/2010 11/2016
Wells Fargo Clearing Services, Llc Park Avenue NY 11/2016 Present
Other Businesses

TRUSTEE OF MOTHER'S TRUST; INV. RELATED; MANALAPAN, NJ; START DATE 4/26/2017; 5 HRS PER MONTH; 1 HR DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-06
  • S63 Uniform Securities Agent State Law Examination
    1996-12-06

View on SEC IAPD

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