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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-11-22
  • WI RA
    APPROVED
    Since 2022-11-22

Branch Locations

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

206 E. Pier Street, Port Washington, WI 53074 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-08-23
  • WI RA
    APPROVED
    Since 2018-08-23

Branch Locations

206 E Pier St, Port Washington, WI 53074 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Port Washington WI 03/2016 08/2018
Raymond James Financial Services Advisors Inc. Sturgeon Bay WI 03/2016 08/2018
Blahnik Investment Group Port Washington WI 02/2016 08/2018
Lpl Financial, Llc Port Washington WI 08/2018 Present
Gateway Wealth Partners, Llc Manitowoc WI 11/2022 Present
Previous Registrations
  • 2016-03-18 → 2018-08-23
    Sturgeon Bay, WI
  • 2012-10-26 → 2016-04-10
    Del Mar Wealth Management, Llc
    Port Washington, WI
  • 2013-09-09 → 2014-09-24
    West Bend, WI
  • 2012-10-01 → 2012-10-29
    West Bend, WI
  • 2010-04-21 → 2012-10-01
    Chase Investment Services Corp.
    West Bend, WI
    Milwaukee, WI
    Butler, WI
    Milwaukee, WI
    Brookfield, WI
    West Bend, WI
    West Bend, WI
  • 2000-07-24 → 2005-12-14
    Stratus Capital Management, Llc
    San Diego, CA
Other Businesses

1) 9/13/2018 - Del Mar Strategic Partners, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 08/29/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 2) 11/21/2022 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/15/2022 - 160 Hours Per Month/160 Hours During Securities Trading 3) 12/01/2022 - Gateway Wealth Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/15/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 05/11/2026 - Farwell Investment Properties LLC - Investment related - Port Washington, WI - Real Estate Rental - Start Date 08/22/2018 - 5 hours/mo

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-03-11
S66 Uniform Combined State Law Examination 2010-04-16
S65 Uniform Investment Adviser Law Examination 1995-08-24
  • S63 Uniform Securities Agent State Law Examination
    2016-03-11
  • S66 Uniform Combined State Law Examination
    2010-04-16
  • S65 Uniform Investment Adviser Law Examination
    1995-08-24
Designations

View on SEC IAPD

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