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Kelly Lombardo

Wells Fargo Advisors Financial Network, LLC

Highland Park, IL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-06
TX RA APPROVED 2019-06-06
  • IL RA
    APPROVED
    Since 2019-06-06
  • TX RA
    APPROVED
    Since 2019-06-06

Branch Locations

1849 Green Bay Rd Ste 200, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Deerfield IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 06/2019
Wells Fargo Advisors Financial Network, Llc Highland Park IL 06/2019 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR SPOUSE, INV RELATED, WAUCONDA, IL, START: 6/1/2020, 3 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-01
S63 Uniform Securities Agent State Law Examination 2004-08-23
  • S66 Uniform Combined State Law Examination
    2011-12-01
  • S63 Uniform Securities Agent State Law Examination
    2004-08-23
Other Names
  • Kelly Marie Dougherty
  • Kelly Marie Lombardo

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
CITIGROUP GLOBAL MARKETS INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
EDWARD JONES
INSIGHT SECURITIES, INC.
PRECISE INVESTMENT MANAGEMENT, INC.

Other Investors

NOEL ADAM COOPER
ZACHARY HAROLD WALTERS
LOUIS BURTON KLIEGER
BLAKE S SCIERA
HOWARD ROBERT KLIEGER
WYATT REED DOWLING
BRADLEY CORDES
KAREN M FINERMAN

Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
EDWARD JONES · Highland Park, IL

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