Zachary Harold Walters

Employer firm

Walled Lake Planning & Wealth Management, LLC CRD 299595

$732M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 12/2018
  Rbc Capital Markets Corporation
  Chicago, IL
• 12/2018 → Present
  Walled Lake Planning & Wealth Management, Llc
  Chicago, IL

Previous Registrations

• 2006-10-13 → 2018-12-19
  Rbc Capital Markets, Llc
  Winnetka, IL
  Chicago, IL
• 2006-08-08 → 2006-09-28
  Ameriprise Financial Services, Llc
  Tinley Park, IL

Other Businesses

(1) ILLINOIS DEPARTMENT OF INSURANCE; INVESTMENT RELATED; INSURANCE LICENSE; HOURS VARY BASED ON CLIENT NEEDS; SERVICING OF ACCOUNTS.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-07

Designations

• Certified Financial Planner