Noel Adam Cooper

Current Employers

Employment History

• 03/2008 → 12/2018
  Rbc Capital Markets Corporation
  Chicago, IL
• 12/2018 → Present
  Walled Lake Planning & Wealth Management, Llc
  Chicago, IL

Previous Registrations

• 2003-09-15 → 2018-12-19
  Rbc Capital Markets, Llc
  Winnetka, IL
  Chicago, IL
  Chicago, IL
• 2003-04-15 → 2003-09-16
  Oppenheimer Asset Management
  New York, NY
• 2003-01-03 → 2003-04-15
  Oppenheimer & Co. Inc.
  Chicago, IL
• 2000-08-22 → 2003-01-03
  Cibc World Markets Corp.
  Chicago, IL

Other Businesses

(1) HIGHLAND PARK COMMUNITY NURSERY SCHOOL & DAY CARE CENTER; ADDRESS: 1850 GREEN BAY ROAD HIGHLAND PARK, IL; BUSINESS DESCRIPTION: FOSTER AWARENESS FOR HP COMMUNITY; NOT INVESTMENT RELATED; START DATE: 12/02/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: RAISE AWARENESS OF HP COMMUNITY AND HELP ORGANIZING FUND RAISING ACTIVITIES, ANNUAL SPRING EVENT; HOURS DEVOTED PER WEEK: 5 TO 10; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (2) THE ART CENTER HIGHLAND PARK; ADDRESS: 1957 SHERIDAN ROAD, HIGHLAND PARK, IL 60035; NOT FOR PROFIT; BUSINESS DESCRIPTION: NON-FOR-PROFIT VISUAL ARTS ORGANIZATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 10/17/2018; DUTIES: ADVISORY ON PROGRAMMING AND COMMUNITY OUTREACH; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) ILLINOIS DEPARTMENT OF INSURANCE; INVESTMENT RELATED; INSURANCE LICENSE; HOURS VARY BASED ON CLIENT NEEDS; SERVICING OF ACCOUNTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-10
• S63 Uniform Securities Agent State Law Examination
  1999-02-12

Designations