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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-10 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2019-05-08 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
Irvington, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
CO-TRUSTEE FOR BROTHER; INVESTMENT RELATED; HARTFORD, CT; START DATE 1/2013; 0 HRS PER MONTH.; POWER OF ATTORNEY FOR DAUGTHER, INV RELATED, NEW YORK CITY, NY, START: 9/29/2023, 2 HOURS A MONTH, LESS THAN 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-06 |
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