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Robert Thomas Goldstein

LPl Financial LLC

Fairfield, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2007-01-26
  • NJ RA
    APPROVED
    Since 2007-01-26

Branch Locations

155 Passaic Ave, Suite 400, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fairfield NJ 09/2004 Present
The Astorino Financial Group, Inc. Fairfield NJ 08/2015 Present
Previous Registrations
Other Businesses

1. 09/09/2015 - THE ASTORINO FINANCIAL GROUP, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/21/15 - 50 HRS/MO DURING SECS TRDG HRS. 2. 09/10/2015 - THE ASTORINO FINANCIAL GROUP, INC. - REGISTERED INVESTMENT ADVISOR - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 09/07/2015 - 50 HRS/MO DURING SECS TRDG HRS. 3. 06/15/2016 * RJ Goldstein & Associates, Inc. * Insurance Agency * inv. rel . * 155 Passaic Ave Suite 400 Fairfield, NJ 07004 * non-variable insurance business through this name. The insurance practice employees individuals that do not service in any way LPL related business * start 08/21/15 * 50 hrs/mo during secs trdg hrs. 4. 10/18/2017 - World Insurance Associates, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 10/02/2017 - 50 Hours Per Month During Securities Trading. 5. 12/29/2017 - Boling Springs Savings Bank - Investment Related - 23 Orient Way, Rutherford, NJ 07070 - For-Profit Board Member - Director - Started 04/01/2015 - 8 Hours Per Month/4 Hours During Securities Trading - Oversight of operations and planning.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-25
S63 Uniform Securities Agent State Law Examination 2005-11-01
  • S65 Uniform Investment Adviser Law Examination
    2007-01-25
  • S63 Uniform Securities Agent State Law Examination
    2005-11-01
Other Names
  • Bob Goldstein
  • Rob Goldstein

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