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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2007-01-26 |
Branch Locations
155 Passaic Ave, Suite 400, Fairfield, NJ 07004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fairfield | NJ | 09/2004 | Present |
| The Astorino Financial Group, Inc. | Fairfield | NJ | 08/2015 | Present |
1. 09/09/2015 - THE ASTORINO FINANCIAL GROUP, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/21/15 - 50 HRS/MO DURING SECS TRDG HRS. 2. 09/10/2015 - THE ASTORINO FINANCIAL GROUP, INC. - REGISTERED INVESTMENT ADVISOR - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 09/07/2015 - 50 HRS/MO DURING SECS TRDG HRS. 3. 06/15/2016 * RJ Goldstein & Associates, Inc. * Insurance Agency * inv. rel . * 155 Passaic Ave Suite 400 Fairfield, NJ 07004 * non-variable insurance business through this name. The insurance practice employees individuals that do not service in any way LPL related business * start 08/21/15 * 50 hrs/mo during secs trdg hrs. 4. 10/18/2017 - World Insurance Associates, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 10/02/2017 - 50 Hours Per Month During Securities Trading. 5. 12/29/2017 - Boling Springs Savings Bank - Investment Related - 23 Orient Way, Rutherford, NJ 07070 - For-Profit Board Member - Director - Started 04/01/2015 - 8 Hours Per Month/4 Hours During Securities Trading - Oversight of operations and planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-01 |
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