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Dominic Benedict Lopiccolo

Cetera Investment Advisers LLC

Red Bank, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • NJ RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

41 Reckless Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. VARIOUS INSURANCE CARRIERS, FIXED INSURANCE, SELLS LIFE, HEALTH, ANNUITIES, LONG TERM CARE INSURANCE; 2. NAME OF OTHER BUSINESS: LOPICCOLO FAMILY PARTNERSHIP, LLC, INVESTMENT RELATED: NO, ADDRESS: 5 NORTH VEPREK LANE, SOUTH HACKENSACK, NJ 07606, NATURE OF BUSINESS: RENTAL REAL ESTATE, POSITION/TITLE/RELATIONSHIP: 25% OWNERSHIP, START DATE: N/A, APPROX. NUMBER OF HOURS PER MONTH: 4, APPROX. NUMBER OF HOURS DURING TRADING HOURS:, BRIEF DESCRIPTION OF DUTIES: HANDLES RENTAL REAL ESTATE FOR 6 COMMERCIAL BUILDINGS; 3. NAME OF OTHER BUSINESS: NDA WEALTH FOUNDATION, INVESTMENT RELATED: YES, ADDRESS: 5 PROFESSIONAL CIRCLE, SUITE 202, COLTS NECK, NJ 07772, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: SEPTEMBER 1, 2012, APX NUMBER OF HOURS PER WEEK: 40 HOURS, APX NUMBER OF HOURS DURING TRADING HOURS: 40 HOURS, BRIEF DESCRIPTION OF DUTIES: REGISTERED REP; 4.NAME OF OTHER BUSINESS: LOPICCOLO PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: 27 RIMWOOD LANE, COLTS NECK, NJ 07722 NATURE OF BUSINESS: REAL ESTATE START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: RENTAL REAL ESTATE; 5. NAME OF OTHER BUSINESS: CFP BOARD, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: PROFESSIONAL ORG, START DATE: 04/2023, POSITION/TITLE/RELATIONSHIP: VOLUNTEER, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING EDUCATION TO LOW INCOME INDIVIDUALS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-12
  • S63 Uniform Securities Agent State Law Examination
    1987-02-12
Designations
Other Names
  • Dom Lopiccolo
  • Dominic B Lopiccolo
  • Dominic Lopiccolo
  • Dom B Lopiccolo

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