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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. VARIOUS INSURANCE CARRIERS, FIXED INSURANCE, SELLS LIFE, HEALTH, ANNUITIES, LONG TERM CARE INSURANCE; 2. NAME OF OTHER BUSINESS: LOPICCOLO FAMILY PARTNERSHIP, LLC, INVESTMENT RELATED: NO, ADDRESS: 5 NORTH VEPREK LANE, SOUTH HACKENSACK, NJ 07606, NATURE OF BUSINESS: RENTAL REAL ESTATE, POSITION/TITLE/RELATIONSHIP: 25% OWNERSHIP, START DATE: N/A, APPROX. NUMBER OF HOURS PER MONTH: 4, APPROX. NUMBER OF HOURS DURING TRADING HOURS:, BRIEF DESCRIPTION OF DUTIES: HANDLES RENTAL REAL ESTATE FOR 6 COMMERCIAL BUILDINGS; 3. NAME OF OTHER BUSINESS: NDA WEALTH FOUNDATION, INVESTMENT RELATED: YES, ADDRESS: 5 PROFESSIONAL CIRCLE, SUITE 202, COLTS NECK, NJ 07772, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: SEPTEMBER 1, 2012, APX NUMBER OF HOURS PER WEEK: 40 HOURS, APX NUMBER OF HOURS DURING TRADING HOURS: 40 HOURS, BRIEF DESCRIPTION OF DUTIES: REGISTERED REP; 4.NAME OF OTHER BUSINESS: LOPICCOLO PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: 27 RIMWOOD LANE, COLTS NECK, NJ 07722 NATURE OF BUSINESS: REAL ESTATE START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: RENTAL REAL ESTATE; 5. NAME OF OTHER BUSINESS: CFP BOARD, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: PROFESSIONAL ORG, START DATE: 04/2023, POSITION/TITLE/RELATIONSHIP: VOLUNTEER, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING EDUCATION TO LOW INCOME INDIVIDUALS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-02-12 |
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