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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-01-05 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 10/1987 | Present |
| Bank Of America, N.A. | Oak Brook | IL | 05/2011 | Present |
I*83173 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUSAN PEDERSEN INVESTMENT RELATED: N ADDRESS OF BUSINESS: DOWNERS GROVE, ILLINOIS 60515 NATURE OF BUSINESS: OTHER,POA POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 7/19/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POA CHECK WRITING ONLY I*1870292, Entity Type, Name of OBA: Rental Property 1, Address: Dowagiac, MI, 49047, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 06/21/2024, No Hours: 1hr/Annually, No Hours during trading: 0, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-19 |
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