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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2003-02-07
IL RA APPROVED 1999-02-01
  • TX RA
    APPROVED_RES
    Since 2003-02-07
  • IL RA
    APPROVED
    Since 1999-02-01

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Evansville IN 08/1998 Present
Bank Of America, N.A. Oak Brook IL 12/2009 Present
Other Businesses

I*2162313, Entity Type: , Name of OBA: T A. S REV Trust U/A 07/28/2021, Address: Elmhurst, Illinois, 60126, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 28-Jul-2021, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-02
  • S66 Uniform Combined State Law Examination
    1998-12-02
Other Names
  • Todd B Schroeder

View on SEC IAPD

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