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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-15
TX RA APPROVED 2019-09-23
IL RA APPROVED 2019-09-11
  • FL RA
    APPROVED
    Since 2020-12-15
  • TX RA
    APPROVED
    Since 2019-09-23
  • IL RA
    APPROVED
    Since 2019-09-11

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Financial Advisors Chicago IL 06/2018 05/2019
Mathnasium Carmel IN 07/2016 05/2018
Icoda European Affairs Brussels 05/2017 08/2017
Rbc Wealth Management Indianapolis IN 08/2017 12/2017
Butler University Indianapolis IN 08/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 05/2019 Present
Bank Of America, N.A. Oak Brook IL 06/2019 Present
  • 06/2018 → 05/2019
    Interactive Financial Advisors
    Chicago, IL
  • 07/2016 → 05/2018
    Mathnasium
    Carmel, IN
  • 05/2017 → 08/2017
    Icoda European Affairs
    Brussels
  • 08/2017 → 12/2017
    Rbc Wealth Management
    Indianapolis, IN
  • 08/2014 → 05/2018
    Butler University
    Indianapolis, IN
  • 05/2019 → Present
    Oak Brook, IL
  • 06/2019 → Present
    Bank Of America, N.A.
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-10
  • S66 Uniform Combined State Law Examination
    2019-09-10
Other Names
  • Lauren Tracy Akins
  • Lauren Akins

View on SEC IAPD

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