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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-30 |
| IL | RA | APPROVED | 2021-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Oak Brook | IL | 09/2017 | 09/2020 |
| Tcf National Bank | Lisle | IL | 10/2014 | 08/2017 |
| Benedictine University | Lisle | IL | 08/2015 | 05/2017 |
| Pnc Bank | Oak Brook | IL | 08/2017 | 09/2017 |
| H&R Block, Inc | Lisle | IL | 12/2016 | 01/2017 |
| College Of Dupage | Glen Ellyn | IL | 08/2015 | 05/2017 |
| Raymond James Financial Services, Inc. | Downers Grove | IL | 09/2020 | 07/2021 |
| Raymond James Financial Services Advisors, Inc. | Downers Grove | IL | 09/2020 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-25 |
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