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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-04-13 |
| TX | RA | APPROVED_RES | 1991-01-07 |
Branch Locations
2800 Post Oak Blvd, Houston, TX 77056 • United States
222 2Nd Ave S, Nashville, TN 37201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 05/1987 | Present |
| Bank Of America, Na | Germantown | TN | 12/2009 | Present |
I*448622 For profit or not for profit: Entity For Profit Name of outside business organization: Berning Farm Corp Investment related: N Address of business: Burlington, Iowa, 52601, United States Nature of business: ["Corporation"] Position, title, association: ["Director"], Start date of relationship: 3/19/2018 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This is my family farm. I am the Secretary. I have no day to day responsibilities I make no decisions. The attorney is the Registered Agent that handles all of the affairs of the business. I*2049304, Entity Type Fiduciary, Name of OBA: M H H IRRA Address: Nashville, Tennessee, 37201 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11-Mar-2024 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-20 |
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