Victor James Hazard

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1987 → 09/2025
  Avantax Investment Services, Inc.
  Lomita, CA
• 06/2004 → 09/2025
  Avantax Advisory Services
  Lomita, CA
• 12/1982 → Present
  Hazard Financial
  Lomita, CA
• 12/2007 → 07/2017
  Fiduciary Trust
  Lomita, CA
• 01/1994 → 09/2025
  Avantax Insurance Agency, Llc.
  Lomita, CA
• 10/2003 → 07/2017
  Fiduciary Trust
  Lomita, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lomita, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-06-18 → 2025-09-05
  Avantax Advisory Services
  Rancho Palos Verdes, CA

Other Businesses

1) Narbonne Plaza 25124 Narbonne Av Lomita CA 90717 Rental Property Owner/Management Partner/GAvantax 1/1/1997 4hrs~0hrs Property Management, Approve Leases, Pay Bills 2) Name: Fiduciary Appointment Position: Trustee Nature: Fiduciary Appointment Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: Address: , CA , United States 3) Hazard, Iwai, Moon & Associates; Partner/General Partner; Tax Preparation/Accounting; NIR; ; 01/01/2003; 25124 Narbonne Av Lomita CA 90717; Tax Prepatation 4) Hazard Financial; Owner/Sole Proprietor; Professional Services - Business/Individual; NIR; 0; 01/01/2007; 25124 Narbonne Av Lomita CA 90717; Consulting 5). NAME OF OTHER BUSINESS: SUCCESOR TRUSTEE FOR CLIENT ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED BUSINESS ADDRESS ; NATURE OF BUSINESS: NON FML -TRUST ; START DATE: 6/2/2026 ; POSITION/TITLE/RELATIONSHIP: SUCCESOR TRUSTEE ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES:NO CURRRENT AUTH OR RESP AT THIS TIME, UPON THE DEATH OF DONOR, DUTIES WILL BE LMTD TO ADMIN & COORDINATING ANY TAX AND ADMI MATTERS. ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-13
• S63 Uniform Securities Agent State Law Examination
  1995-08-02

Designations

• Personal Financial Specialist

Other Names

• Victor James Hazard