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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
3354 Crownview Drive, Rancho Palos Verdes, CA 90275 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Lomita | CA | 01/1987 | 09/2025 |
| Avantax Advisory Services | Lomita | CA | 06/2004 | 09/2025 |
| Hazard Financial | Lomita | CA | 12/1982 | Present |
| Fiduciary Trust | Lomita | CA | 12/2007 | 07/2017 |
| Avantax Insurance Agency, Llc. | Lomita | CA | 01/1994 | 09/2025 |
| Fiduciary Trust | Lomita | CA | 10/2003 | 07/2017 |
| Cetera Wealth Services, Llc | Lomita | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Narbonne Plaza 25124 Narbonne Av Lomita CA 90717 Rental Property Owner/Management Partner/GAvantax 1/1/1997 4hrs~0hrs Property Management, Approve Leases, Pay Bills 2) Name: Fiduciary Appointment Position: Trustee Nature: Fiduciary Appointment Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: Address: , CA , United States 3) Hazard, Iwai, Moon & Associates; Partner/General Partner; Tax Preparation/Accounting; NIR; ; 01/01/2003; 25124 Narbonne Av Lomita CA 90717; Tax Prepatation 4) Hazard Financial; Owner/Sole Proprietor; Professional Services - Business/Individual; NIR; 0; 01/01/2007; 25124 Narbonne Av Lomita CA 90717; Consulting 5). NAME OF OTHER BUSINESS: SUCCESOR TRUSTEE FOR CLIENT ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED BUSINESS ADDRESS ; NATURE OF BUSINESS: NON FML -TRUST ; START DATE: 6/2/2026 ; POSITION/TITLE/RELATIONSHIP: SUCCESOR TRUSTEE ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES:NO CURRRENT AUTH OR RESP AT THIS TIME, UPON THE DEATH OF DONOR, DUTIES WILL BE LMTD TO ADMIN & COORDINATING ANY TAX AND ADMI MATTERS. ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-02 |
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