Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

3354 Crownview Drive, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Lomita CA 01/1987 09/2025
Avantax Advisory Services Lomita CA 06/2004 09/2025
Hazard Financial Lomita CA 12/1982 Present
Fiduciary Trust Lomita CA 12/2007 07/2017
Avantax Insurance Agency, Llc. Lomita CA 01/1994 09/2025
Fiduciary Trust Lomita CA 10/2003 07/2017
Cetera Wealth Services, Llc Lomita CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1987 → 09/2025
    Avantax Investment Services, Inc.
    Lomita, CA
  • 06/2004 → 09/2025
    Avantax Advisory Services
    Lomita, CA
  • 12/1982 → Present
    Hazard Financial
    Lomita, CA
  • 12/2007 → 07/2017
    Fiduciary Trust
    Lomita, CA
  • 01/1994 → 09/2025
    Avantax Insurance Agency, Llc.
    Lomita, CA
  • 10/2003 → 07/2017
    Fiduciary Trust
    Lomita, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lomita, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-06-18 → 2025-09-05
    Avantax Advisory Services
    Rancho Palos Verdes, CA
Other Businesses

1) Narbonne Plaza 25124 Narbonne Av Lomita CA 90717 Rental Property Owner/Management Partner/GAvantax 1/1/1997 4hrs~0hrs Property Management, Approve Leases, Pay Bills 2) Name: Fiduciary Appointment Position: Trustee Nature: Fiduciary Appointment Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: Address: , CA , United States 3) Hazard, Iwai, Moon & Associates; Partner/General Partner; Tax Preparation/Accounting; NIR; ; 01/01/2003; 25124 Narbonne Av Lomita CA 90717; Tax Prepatation 4) Hazard Financial; Owner/Sole Proprietor; Professional Services - Business/Individual; NIR; 0; 01/01/2007; 25124 Narbonne Av Lomita CA 90717; Consulting 5). NAME OF OTHER BUSINESS: SUCCESOR TRUSTEE FOR CLIENT ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED BUSINESS ADDRESS ; NATURE OF BUSINESS: NON FML -TRUST ; START DATE: 6/2/2026 ; POSITION/TITLE/RELATIONSHIP: SUCCESOR TRUSTEE ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES:NO CURRRENT AUTH OR RESP AT THIS TIME, UPON THE DEATH OF DONOR, DUTIES WILL BE LMTD TO ADMIN & COORDINATING ANY TAX AND ADMI MATTERS. ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-13
S63 Uniform Securities Agent State Law Examination 1995-08-02
  • S65 Uniform Investment Adviser Law Examination
    2004-05-13
  • S63 Uniform Securities Agent State Law Examination
    1995-08-02
Designations
Other Names
  • Victor James Hazard

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rancho Palos Verdes, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor