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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

29051 S Western Ave, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Los Angeles CA 06/2009 04/2017
U.S. Bancorp Investments, Inc Los Angeles CA 04/2014 04/2017
U.S. Bancorp Investments, Inc. Rancho Palos Verdes CA 09/2017 02/2026
U.S. Bank Rancho Palos Verdes CA 09/2017 02/2026
Jose Carvajal Gardening & Maintenance Carson CA 04/2017 08/2017
U.S. Bancorp Advisors, Llc Rancho Palos Verdes CA 02/2026 Present
Previous Registrations
Other Businesses

Resolana Travel (KHM Travel Group LLC - Host Agency); not investment related; Carson, CA; Travel; owner/travel agent; 6/2015; 40 hours/mo; 0 trading hours; Provide information and conduct sales related to travel services, tours, and packages to various destinations around the world.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-26
S63 Uniform Securities Agent State Law Examination 2000-10-05
  • S66 Uniform Combined State Law Examination
    2002-02-26
  • S63 Uniform Securities Agent State Law Examination
    2000-10-05
Other Names
  • Maria Lupe Carvajal
  • Maria Carvajal
  • Lupe Carvajal

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rancho Palos Verdes, CA

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