Maria Guadalupe Carvajal

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 04/2017
  U.S. Bank
  Los Angeles, CA
• 04/2014 → 04/2017
  U.S. Bancorp Investments, Inc
  Los Angeles, CA
• 09/2017 → 02/2026
  U.S. Bancorp Investments, Inc.
  Rancho Palos Verdes, CA
• 09/2017 → 02/2026
  U.S. Bank
  Rancho Palos Verdes, CA
• 04/2017 → 08/2017
  Jose Carvajal Gardening & Maintenance
  Carson, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Rancho Palos Verdes, CA

Previous Registrations

• 2017-09-18 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Torrance, CA
  Rancho Palos Verdes, CA
• 2014-05-09 → 2017-04-27
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
  Minneapolis, MN
• 2009-06-29 → 2012-12-31
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
  Claremont, CA
• 2004-12-03 → 2007-06-15
  Principal Securities, Inc.
  Glendale, CA
  Glendale, CA
• 2002-03-26 → 2003-08-06
  Equitable Advisors, Llc
  Los Angeles, CA

Other Businesses

Resolana Travel (KHM Travel Group LLC - Host Agency); not investment related; Carson, CA; Travel; owner/travel agent; 6/2015; 40 hours/mo; 0 trading hours; Provide information and conduct sales related to travel services, tours, and packages to various destinations around the world.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-26
• S63 Uniform Securities Agent State Law Examination
  2000-10-05

Other Names

• Maria Lupe Carvajal
• Maria Carvajal
• Lupe Carvajal