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James Ryo Nagahiro

U.S. Bancorp Advisors, LLC

Rancho Palos Verdes, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

29051 S Western Ave, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Rancho Palos Verdes CA 04/2012 02/2026
U.S. Bank Rancho Palos Verdes CA 06/2021 02/2026
U.S. Bancorp Advisors, Llc Rancho Palos Verdes CA 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-28
  • S66 Uniform Combined State Law Examination
    2012-09-28

View on SEC IAPD

Other Firms

PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Michael Richard McCallister
RICHARD THOMAS MCCALLISTER
Maria Guadalupe Carvajal
GREGORY PHILIP FONG
MICHAEL JOHN PERRY
Ronald Grimm
Jose Daniel Claudio
Arthur Blakey

Other Offices

PLANMEMBER SECURITIES CORPORATION · Rancho Palos Verdes, CA
OSAIC WEALTH, INC. · RANCHO PALOS VERDES, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO PALOS VERDES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN PEDRO, CA
J.P. MORGAN SECURITIES LLC · Rancho Palos Verdes, CA
LPL FINANCIAL LLC · SAN PEDRO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Pedro, CA
CETERA INVESTMENT ADVISERS LLC · RANCHO PALOS VERDES, CA

More in Rancho Palos Verdes, CA

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