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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2001-07-31
  • CA RA
    APPROVED
    Since 2001-07-31

Branch Locations

28924 S. Western Ave., Suite 213, Rancho Palos Verdes, CA 90275 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Torrance CA 12/1993 Present
Irm Distributors, Inc. Carpinteria CA 03/1999 Present
Mccallister Financial Group Rancho Palos Verdes CA 04/2006 Present
Palos Verdes Practice Management, Inc. Rancho Palos Verdes CA 03/2023 Present
  • 12/1993 → Present
    Royal Alliance Associates, Inc.
    Torrance, CA
  • 03/1999 → Present
    Irm Distributors, Inc.
    Carpinteria, CA
  • 04/2006 → Present
    Mccallister Financial Group
    Rancho Palos Verdes, CA
  • 03/2023 → Present
    Palos Verdes Practice Management, Inc.
    Rancho Palos Verdes, CA
Other Businesses

1)MCCALLISTER FINANCIAL GROUP - 28924 S. Western Ave., Suite 213, Rancho Palos Verdes, CA 90275- INSURANCE AGENT - SALE OF FIXED ANNUITIES AND LIFE INSURANCE PRODUCTS ,;SOLE PROPRIETOR;START04/2006;2HRS/MO;2HRS/MO DURING TRADING HRS;INVESTMENT-RELATED 2)PALOS VERDES PRACTICE MANAGEMENT, INC.; 28924 S. Western Ave. Suite 213, Rancho Palos Verdes CA 90275, United States; START DATE: 03/06/2023; CEO; Entity for the management of financial practice, including facilitation of payments and capturing of corporate tax benefits; NUMBER OF HOURS: 60; Number of hours during TRADING HOURS: 45; NIR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-07
  • S63 Uniform Securities Agent State Law Examination
    1993-09-07
Designations
Other Names
  • Rick Mccallister

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