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Kevin John Bay

Stifel, Nicolaus & Company, Incorporated

Brookfield, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-29
WI RA APPROVED 2019-07-29
  • TX RA
    APPROVED
    Since 2019-07-29
  • WI RA
    APPROVED
    Since 2019-07-29

Branch Locations

18000 West Sarah Lane Suite 180, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kevin Bay Investments, Llc Pewaukee WI 10/2007 07/2019
Stifel Nicolaus & Co Inc Brookfield WI 07/2019 Present
  • 10/2007 → 07/2019
    Kevin Bay Investments, Llc
    Pewaukee, WI
  • 07/2019 → Present
    Stifel Nicolaus & Co Inc
    Brookfield, WI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-29
S65 Uniform Investment Adviser Law Examination 1992-05-06
  • S63 Uniform Securities Agent State Law Examination
    2019-05-29
  • S65 Uniform Investment Adviser Law Examination
    1992-05-06

View on SEC IAPD

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Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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