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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
7844 Madison Ave Ste 150, Fair Oaks, CA 95628 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Fair Oaks | CA | 01/2009 | 06/2024 |
| Securities America Advisors, Inc. | Lavista | NE | 01/2009 | 06/2024 |
| Osaic Wealth, Inc. | Fair Oaks | CA | 06/2024 | Present |
1. ROD BANNISTER INSURANCE POSITION: Provide insurance products as needed. NATURE: INSURANCE SALES - OWNER/AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/01/1986 ADDRESS: 7844 Madison Ave # 150, Fair Oaks CA 95628 DESCRIPTION: Provide clients with insurance products as they are needed. 2. ROD BANNISTER POSITION: Help clients with paper work for death claims. NATURE: ROD BANNISTER, ASSIST CLIENTS AND NON CLIENTS WITH SUBMITTING EST, ROD BANNISTER, TIME SPENT 2% INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1916 ADDRESS: 7844 Madison Ave # 150, Fair Oaks CA 95628 DESCRIPTION: Assist clients with death claims after a family member has died.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-06 |
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