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Current Employers
Syndicated Capital, Inc.

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-01
  • CA RA
    APPROVED
    Since 2017-03-01

Branch Locations

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed San Marino CA 07/1980 Present
First Wilshire Securities Management, Inc. Pasadena CA 12/1983 Present
Syndicated Capital, Inc. Santa Monica CA 04/2014 Present
  • 07/1980 → Present
    Self Employed
    San Marino, CA
  • 12/1983 → Present
    First Wilshire Securities Management, Inc.
    Pasadena, CA
  • 04/2014 → Present
    Santa Monica, CA
Other Businesses

I AM A SELF EMPLOYED INSURANCE BROKER SELLING DISABILITY, LIFE AND MAJOR MEDICAL INSURANCE PRODUCTS. I AM ENGAGED IN THE INSURANCE BUSINESS APPROXIMATELY 40 HOURS PER WEEK. THE BUSINESS IS NOT INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-23
  • S63 Uniform Securities Agent State Law Examination
    1987-12-23

View on SEC IAPD

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