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Faith Lee

Syndicated Capital, Inc.

Diamond Bar, CA

Diamond Bar, CA

CRD 2715226

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Employer firm

Syndicated Capital, Inc. CRD 29037

$142M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Syndicated Capital, Inc.

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-17
  • CA RA
    APPROVED
    Since 2025-01-17

Branch Locations

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • UNITED STATES

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Syndicated Capital, Inc. Santa Monica CA 06/2003 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15
Other Names
  • Faith Li Lee

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
THE FINANCIAL GROUP
VALUETECH PRIVATE ADVISORS

Nearby Investors

K PATRICK LEE
K PAMELA LEE
FRANK PAUL SCHWEITZER

Nearby Offices

OSAIC WEALTH, INC. · DIAMOND BAR, CA
THE FINANCIAL GROUP · DIAMOND BAR, CA
VALUETECH PRIVATE ADVISORS · DIAMOND BAR, CA

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