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K Patrick Lee

Syndicated Capital, Inc.

Diamond Bar, CA

CRD 5939306

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Employer firm

Syndicated Capital, Inc. CRD 29037

$142M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Syndicated Capital, Inc.

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-03-09
  • CA RA
    APPROVED
    Since 2012-03-09

Branch Locations

21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Syndicated Capital Diamond Bar CA 06/2011 Present
  • 06/2011 → Present
    Syndicated Capital
    Diamond Bar, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-13
  • S66 Uniform Combined State Law Examination
    2011-08-13
Other Names
  • Kai Patrick Lee
  • K Patrick Lee
  • Kai Patrick Lee

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
THE FINANCIAL GROUP
VALUETECH PRIVATE ADVISORS

Nearby Investors

FAITH LEE
K PAMELA LEE
FRANK PAUL SCHWEITZER

Nearby Offices

OSAIC WEALTH, INC. · DIAMOND BAR, CA
THE FINANCIAL GROUP · DIAMOND BAR, CA
VALUETECH PRIVATE ADVISORS · DIAMOND BAR, CA

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