Daniel Richard Roccato

Employer firm

Quaker Wealth Management LLC CRD 284546

$449M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Quaker Wealth Management, Llc
  Moorestown, NJ
• 01/2009 → 05/2018
  Rutgers University
  Camden, NJ
• 12/2009 → Present
  Wtxf-Tv And Other Fox Affiliates
  Philadelphia, PA
• 09/2019 → Present
  University Of San Diego
  San Diego, CA

Previous Registrations

• 2006-05-15 → 2016-08-01
  Vsr Financial Services, Inc.
  Moorestown, NJ
  Overland Park, KS
  Lawrence, KS
  Moorestown, NJ
  Overland Park, KS
• 2005-03-08 → 2006-02-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Princeton, NJ

Other Businesses

(1) DANIEL ROCCATO; NOT INVESTMENT RELATED; 330 MARKET STREET, PHILADELPHIA, PA 19106; BROADCAST TELEVISION NEWS; FINANCIAL EXPERT; BEGAN DECEMBER 2009; APPROXIMATELY 4 HOURS PER MONTH INCLUDING DURING TRADING HOURS; REPORTING/ANALYSIS OF FINANCIAL AND ECONOMIC NEWS.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-07

Other Names

• Dan Roccato