James Wesley Scott

Current Employers

Employment History

• 07/2011 → 11/2018
  Jhfn Sii
  My Laurel, NJ
• 11/2018 → Present
  Osaic Wealth, Inc.
  Cherry Hill, NJ

Previous Registrations

• 2012-03-16 → 2018-11-02
  Signator Investors, Inc.
  Cherry Hill, NJ

Other Businesses

1. INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI, INSURANCE BROKERAGE, START OF RELATIONSHIP: DEC 23, 2011, APPROXIMATE # OF HOURS PER MONTH: 10, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 2.... 2. INSURANCE BROKER: HEALTH AND GROUP BENEFITS , INSURANCE BROKERAGE, START OF RELATIONSHIP: DEC 23, 2011, APPROXIMATE # OF HOURS PER MONTH: 10, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 2 .... 3. BALA FINANCIAL GROUP, INC. POSITION: Financial Advisor/Registered Rep NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2011 ADDRESS: 505 S LENOLA RD, Suite 200, Moorestown NJ 08057, United States DESCRIPTION: Sales/Marketing of securities and insurance products 4. BALA FINANCIAL GROUP/INSURANCE BROKERAGE POSITION: Insurance broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 06/01/2011 ADDRESS: 505 S LENOLA RD, Suite 200, Moorestown NJ 08057, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance and Health Insurance 5. MOORESTOWN YOUTH BASEBALL FEDERATION POSITION: Board Member NATURE: Non Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: PO Box 549, Moorestown NJ 08057, United States DESCRIPTION: Regular Board Member attending board meetings

Exams

• S66 Uniform Combined State Law Examination
  2012-03-05

Designations